SEBI Registered Investment Advisor | RIA No.-INA000017222
SEBI Registered Investment Advisor | RIA No.-INA000017222
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|
Sr. No
|
Received from
|
Pending at the end of last month
|
Received
|
Resolved *
|
Total Pending #
|
Pending complaint's > 3 Months
|
Average Resolution time^ (in days)
|
|---|---|---|---|---|---|---|---|
|
1
|
Directly from Investors to IA
|
0
|
0
|
Not applicable
|
0
|
0
|
Not applicable
|
|
2
|
SEBI (SCORES)
|
0
|
0
|
Not applicable
|
0
|
0
|
Not applicable
|
|
3
|
Other Sources (if any)
|
0
|
0
|
Not applicable
|
0
|
0
|
Not applicable
|
|
|
Grand Total
|
0
|
0
|
|
0
|
0
|
* Inclusive of complaints of previous months resolved in the current month.
# Inclusive of complaints pending as on the last day of the month.
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
|
Sr. No
|
Month
|
Carried forward from previous month
|
Received
|
Resolved *
|
Pending #
|
|---|---|---|---|---|---|
|
1
|
Apr - 2025
|
0
|
0
|
Not applicable
|
Not applicable
|
|
2
|
May - 2025
|
0
|
0
|
Not applicable
|
Not applicable
|
|
3
|
June - 2025
|
0
|
0
|
Not applicable
|
Not applicable
|
|
4
|
July - 2025
|
0
|
0
|
Not applicable
|
Not applicable
|
|
5
|
Aug - 2025
|
0
|
0
|
Not applicable
|
Not applicable
|
|
6
|
Sep - 2025
|
0
|
0
|
Not applicable
|
Not applicable
|
|
7
|
Oct - 2025
|
-
|
-
|
-
|
-
|
|
8
|
Nov - 2025
|
-
|
-
|
-
|
-
|
|
9
|
Dec - 2025
|
-
|
-
|
-
|
-
|
|
10
|
Jan - 2026
|
-
|
-
|
-
|
-
|
|
11
|
Feb - 2026
|
-
|
-
|
-
|
-
|
|
12
|
Mar -2026
|
-
|
-
|
-
|
-
|
|
Grand Total
|
-
|
0
|
0
|
-
|
-
|
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
|
Sr. No
|
Financial Year
|
Carried forward from previous month
|
Received
|
Resolved *
|
Pending #
|
|---|---|---|---|---|---|
|
1
|
2022-23
|
0
|
0
|
Not applicable
|
Not applicable
|
|
2
|
2023-24
|
0
|
0
|
Not applicable
|
Not applicable
|
|
3
|
2024-25
|
0
|
0
|
Not applicable
|
Not applicable
|
|
|
Grand Total
|
0
|
0
|
|
|
|
Sr. No
|
Financial Year
|
Compliance Audit Status
|
Remarks, if any
|
|---|---|---|---|
|
1
|
2022-23
|
Conducted
|
-
|
|
2
|
2023-24
|
Conducted
|
-
|
|
3
|
2024-25
|
Conducted
|
-
|
