SEBI Disclosures

Annexure B

Salma Sony – Investment Adviser Registered with SEBI

Investors’ Compliant Data for the month ending: October 31st, 2024

Sr. No
Received from
Pending at the end of last month
Received
Resolved *
Total Pending #
Pending complaint's > 3 Months
Average Resolution time^ (in days)
1
Directly from Investors to IA
0
0
Not applicable
0
0
Not applicable
2
SEBI (SCORES)
0
0
Not applicable
0
0
Not applicable
3
Other Sources (if any)
0
0
Not applicable
0
0
Not applicable
Grand Total
0
0
0
0

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints

Sr. No
Month
Carried forward from previous month
Received
Resolved *
Pending #
1
Apr - 2024
0
0
Not applicable
Not applicable
2
May - 2024
0
0
Not applicable
Not applicable
3
June - 2024
0
0
Not applicable
Not applicable
4
July - 2024
0
0
Not applicable
Not applicable
5
Aug - 2024
0
0
Not applicable
Not applicable
6
Sep - 2024
0
0
Not applicable
Not applicable
7
Oct - 2024
0
0
Not applicable
Not applicable
8
Nov - 2024
-
-
-
-
9
Dec - 2024
-
-
-
-
10
Jan - 2025
-
-
-
-
11
Feb - 2025
-
-
-
-
12
Mar -2025
-
-
-
-
Grand Total
-
0
0
-
-

*Inclusive of complaints of previous months resolved in the current month.

#Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints

Sr. No
Financial Year
Carried forward from previous month
Received
Resolved *
Pending #
1
2022-23
0
0
Not applicable
Not applicable
2
2023-24
0
0
Not applicable
Not applicable
3
2024-25
0
0
Not applicable
Not applicable
Grand Total
0
0

Disclosure with respect to compliance with annual compliance audit requirement under Regulations 19(3) of SEBI Investment Advisers Regulation 2013 for last and current financial year are as under :

Sr. No
Financial Year
Compliance Audit Status
Remarks, if any
1
2022-23
Conducted
-
2
2023-24
Conducted
-
3
2024-25
-
-